Market Abuse RegulationRSS

Implementation of market abuse rules exposes gaps in communications monitoring

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Since the Market Abuse Regulation (MAR) came into effect in July 2016, our ongoing conversations with banking organisations indicate that whilst the regulation is aimed at improving market integrity, it has also exposed inefficiencies within some banking monitoring systems.

Ancoa’s surveillance platform helps Dinosaur Merchant Bank to comply with MAR

Dinosaur Merchant Bank logo

Dinosaur Merchant Bank, a UK-based investment management, brokerage and advisory firm, has deployed Ancoa’s surveillance platform to monitor its equity trading activity for instances of market abuse and to meet their obligations under Market Abuse Regulation (MAR).